Area Compliance Manager - Mortgages - Location Flexible
LSL Property Services plc award winning Financial Services Division whom consist of FS brands such as Primis, TMA, Personal Touch Financial Services, Mortgages First, RSC, Linear, Embrace Mortgage Services alongside Your Move & Reeds Rains Estate Agency.
We are recruiting for a field based AREA COMPLIANCE MANAGER to join our established and successful teams across the UK that support circa 2000 regulated advisors & appointed representatives throughout our network.
The successful candidate will supervise and support circa 40 Mortgage and Protection Advisors within our Estate Agency businesses both in and around the M25 geography with a central point being the Eastern side of the M25 circa Romford, around to Surrey and up and around to St Albans although location is flexible for the right candidate.
This is an excellent opportunity for an existing Mortgage Compliance individual with a proven track record in Mortgage linked Financial Services to join a truly fast paced people business.
Duties to include -
To ensure compliance with both in house and regulators’ compliance procedures for appointed representatives
To ensure appropriate standards/procedures are followed by authorised appointed representatives
Instruct, coach and monitor individuals, producing reports and individual training/development plans ensuring all outstanding actions are completed within agreed timescales
Identifying areas where Advisors can improve their standards and associated risk ratings
Conduct and evaluate assessments of Advisors, as part of an on-going regulatory regime including audit of defined procedures, competence requirements
Identify areas of improvement, ensuring an appropriate report or action plan is communicated. With responses monitored to ensure deadlines are timely and achievable
Facilitate in the delivery of appropriate training, liaising with the LSL training team where necessary
Demonstrate a suitable level of industry knowledge and experience to conduct the role
Ensuring that appropriate needs are identified and where appropriate facilitate delivery of additional support to ensure needs are being met
Supervise individual Advisors in accordance with the approved training and competence scheme
Other duties commensurate with the level of position that may be required by the Compliance Head / Director.
A full UK driving license is essential.
Salary negotiable plus car allowance plus expenses
Apply today for an exciting and challenging career with one of the largest FS Networks within the UK.
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compliance, cemap, mortgage, audit, fca, advisor, adviser, bancassurance
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